Accredited Investor
Our policy requires that you complete an accredited investor form to verify your status as an accredited investor.
According to the Federal securities laws specified in Rule 501 and 504 of Regulation D, an accredited investor is defined as one of the following:
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- a bank, insurance company, registered investment company, business development company, or small business investment company;
- an employee benefit plan, as defined by the Employee Retirement Income Security Act, if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets in excess of $5 million;
- a charitable organization, corporation, or partnership with assets exceeding $5 million;
- a director, executive officer, or general partner of the company selling the securities;
- a business in which all equity owners are accredited investors;
- a natural person who has an individual net worth, or joint net worth with the person?s spouse, exceeding $1 million at the time of purchase;
- a natural person with income exceeding $200,000 in each of the two most recent years or joint income with a spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year; or
- a trust with assets in excess of $5 million, not formed to acquire the securities offered.
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